Recruiting Winners
AUM ($ MLN)
1. Cetera
$15,121
2. Raymond James
$10,946
3. Focus Financial
$9,575
4. Merrill Lynch
$8,996
5. LPL Financial
$8,714
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$26,432
2. LPL Financial
$20,869
3. UBS
$17,699
4. Wells Fargo
$17,222
5. Morgan Stanley
$15,451
Recruiting Champs (net)
AUM ($ MLN)
1. Cetera
$13,082
2. Focus Financial
$9,575
3. Raymond James
$9,421
4. First Republic
$4,850
5. Ameriprise
$4,850

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New Firm: RBC
Old Firm: Morgan Stanley
Name: Paul Hendershot and Carsten Frederickson
AUM: $140M
T12:
Location: Dallas, TX
Move Date: 11/02/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Cecil Gene Jester and Cort Bennett
AUM: $210M
T12:
Location: Chapel Hill, NC
Move Date: 11/27/2017
New Firm: Raymond James
Old Firm: Ameriprise
Name: David Katz
AUM: $100M
T12:
Location: Boca Raton, FL
Move Date: 10/13/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Thomas Paz
AUM:
T12:
Location: Miami, FL
Move Date: 11/01/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: George Dominello and William Dominello
AUM: $395M
T12:
Location: Farmington, CT
Move Date: 10/30/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Steve Dailey
AUM: $100M
T12:
Location: Bozeman, MT
Move Date: 10/19/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Mark P. Sullivan
AUM: $105M
T12:
Location: Gainesville, FL
Move Date: 10/25/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Frederic Shibel
AUM: $125M
T12:
Location: Skaneateles, NY
Move Date: 10/23/2017
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
Name: Robert S. Gilman, Robert Kushel, Jed A Morton and David Stanford
AUM: $1.6B
T12: $5M
Location: New York, NY
Move Date: 10/25/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Phillip May
AUM:
T12:
Location: Walnut Creek, CA
Move Date: 09/29/2017
New Firm: Morgan Stanley
Old Firm: UBS
Name: Brian Sharpes
AUM:
T12:
Location: San Francisco, CA
Move Date: 10/18/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Deborrah Lindsay
AUM:
T12:
Location: Princeton, NJ
Move Date: 10/10/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Joseph Nelligan
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/22/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Michael Barna
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/15/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: James Bumstead
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/18/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: D.A. Davidson & Co.
Name: Richard Tschetter, David Tschetter, and Dustin Brumbaugh
AUM:
T12:
Location: Bellevue, WA
Move Date: 10/06/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Shawn Mauro
AUM:
T12:
Location: Southborough, MA
Move Date: 10/06/2017
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Kevin R. Keith
AUM: $230M
T12:
Location: Lebanon
Move Date: 10/06/2017
New Firm: Moors & Cabot
Old Firm: Morgan Stanley
Name: Michael Kurka
AUM:
T12:
Location: Alexandria, VA
Move Date: 10/20/2017
New Firm: Hightower
Old Firm: JPMorgan Chase & Co.
Name: Marc Schachtman
AUM: $500M
T12:
Location: Miami, FL
Move Date: 10/04/2017
New Firm: Merrill Lynch
Old Firm: JPMorgan Chase & Co.
Name: Maurice Storch and Mark Mattingly
AUM:
T12: $1.5M
Location: Menlo Park, CA
Move Date: 09/28/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Bradley C. Barnes
AUM: $200M
T12:
Location: Bakersfield, CA
Move Date: 07/28/2017
New Firm: Cetera
Old Firm: Oppenheimer
Name: Jonathan Bever
AUM:
T12:
Location: Bellevue, WA
Move Date: 09/19/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Fady C. Maghak
AUM: $200M
T12:
Location: Miami, FL
Move Date: 09/22/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Doug Sharon and Carey Bosch
AUM: $1B
T12:
Location: Miami, FL
Move Date: 07/18/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Wayne Green and Therese Green
AUM: $170M
T12:
Location: Houston, TX
Move Date: 05/26/2017
New Firm: Raymond James
Old Firm: RBC
Name: Gerald Boesen
AUM:
T12:
Location: Des Moines, IA
Move Date: 09/15/2017
New Firm: Raymond James
Old Firm: FBT Investments
Name: FBT Investments
AUM: $240M
T12: $1.4M
Location: New Orleans, LA
Move Date: 08/14/2017
New Firm: Robert W. Baird
Old Firm: Wells Fargo
Name: Ken Williams
AUM: $150M
T12:
Location: Nashville, TN
Move Date: 08/18/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Thomas Marchal
AUM: $175M
T12:
Location: Chicago, IL
Move Date: 09/15/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Cason Swinn, Daniel Toll, and Tahirih Toll
AUM: $350M
T12:
Location: Las Vegas, NV
Move Date: 08/31/2017
New Firm: Steward Partners
Old Firm: Morgan Stanley
Name: Timothy Davis and Michaelyn Bortolotti
AUM:
T12: $1.6M
Location: Boston, MA
Move Date: 10/19/2017
New Firm: Steward Partners
Old Firm: Morgan Stanley
Name: Barry Salzman, Joshua Mauer and Michael Robert Hoff
AUM: $175M
T12:
Location: Baltimore, MD
Move Date: 10/20/2017
New Firm: Ameriprise
Old Firm: Purshe Kaplan Sterling Investments
Name: Phil Nguyen and Todd Ferreira
AUM: $179M
T12:
Location: Campbell, CA
Move Date: 08/25/2017
New Firm: Janney Montgomery Scott
Old Firm: Wellington Shields
Name: Marguerite Kircher
AUM: $119.4M
T12: $430.4K
Location:
Move Date: 09/08/2017
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
Name: Brendan Flaherty and Sandra Cummings
AUM: $231.4M
T12: $1M
Location:
Move Date: 09/06/2017
New Firm: Ameriprise
Old Firm: Morgan Stanley
Name: William Wiseman and Parker Wiseman
AUM: $133M
T12:
Location: Boston, MA
Move Date: 08/17/2017
New Firm: Wells Fargo
Old Firm: Edward Jones
Name: Troy Hartman
AUM: $92M
T12:
Location: Kendallville, IN
Move Date: 08/11/2017
New Firm: Wells Fargo
Old Firm: HSBC Private Bank
Name: Miguel Monnichmeyer and Oscar Gonzalez
AUM: $800M
T12:
Location: Miami, FL
Move Date: 09/18/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Wells Fargo
Name: Amandus Frey
AUM: $118M
T12:
Location: Willimington, NC
Move Date: 09/20/2017
New Firm: Arkadios Capital
Old Firm: Merrill Lynch
Name: Scott McQuilken and Richard Reasoner
AUM: $140M
T12:
Location: Atlanta, GA
Move Date: 04/05/2017
New Firm: Wells Fargo
Old Firm: UBS
Name: Scott Bowman
AUM: $72M
T12: $615K
Location: Spokane, WA
Move Date: 09/13/2017
New Firm: Focus Financial
Old Firm: Eton Advisors
Name: Robert Mallernee, Jack Parham and Teresa Eriksson
AUM: $1.5B
T12:
Location: Chapel Hill, NC
Move Date: 09/12/2017
New Firm: National Planning
Old Firm: Securities America
Name: Benson Financial Group
AUM: $170M
T12:
Location: Hannibal, MO
Move Date: 09/06/2017
New Firm: Wells Fargo
Old Firm: Janney Montgomery Scott
Name: Thayer Potter
AUM: $207M
T12:
Location: Lewisburg, PA
Move Date: 06/16/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: Christopher Beal
AUM:
T12: $1.9M
Location: Newport News, VA
Move Date: 08/18/2017
New Firm: Morgan Stanley
Old Firm: Merrill Lynch
Name: Ryland Hubbard
AUM:
T12: $1.6M
Location: Roanoke, VA
Move Date: 08/30/2017
New Firm: First Republic
Old Firm: UBS
Name: Mark Friedman and Mitchell Peters
AUM:
T12: $5M
Location: San Francisco, CA
Move Date: 09/08/2017
New Firm: Raymond James
Old Firm: Wells Fargo
Name: Roger Sullivan and Kyle Hawthorne
AUM: $145M
T12: $800K
Location: Baton Rouge, LA
Move Date: 07/21/2017
New Firm: RBC
Old Firm: UBS
Name: Todd Mitchell
AUM: $220M
T12:
Location: Chicago, IL
Move Date: 09/01/2017