Recruiting Winners
AUM ($ MLN)
1. Cetera
$15,121
2. Raymond James
$11,021
3. Focus Financial
$9,575
4. Merrill Lynch
$8,996
5. LPL Financial
$8,714
Recruiting Losers
AUM ($ MLN)
1. Merrill Lynch
$26,690
2. LPL Financial
$20,869
3. UBS
$17,930
4. Wells Fargo
$17,804
5. Morgan Stanley
$15,831
Recruiting Champs (net)
AUM ($ MLN)
1. Cetera
$13,082
2. Focus Financial
$9,575
3. Raymond James
$9,231
4. First Republic
$5,250
5. Ameriprise
$4,993

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Search:
New Firm: Wells Fargo
Old Firm: Raymond James
Name: Mark Lazar
AUM: $265M
T12:
Location: Salt Lake City, Utah
Move Date: 10/19/2017
New Firm: Ameriprise
Old Firm: Merrill Lynch
Name: David Schrader and Frank DeFranco
AUM: $143M
T12:
Location: Saddle Brook, NJ
Move Date: 10/13/2017
New Firm: RBC
Old Firm: UBS
Name: Allen Langer, J. Fredrick Martinez, and Marnie Rose
AUM: $231M
T12:
Location: Tucson, AZ
Move Date: 11/03/2017
New Firm: DFPG Investments
Old Firm: American Financial Network
Name: American Financial Network
AUM: $336M
T12:
Location: Calabasas, CA
Move Date: 11/09/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Dan Sherman
AUM: $180M
T12:
Location: Sewickley, PA
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Nicholas E. Shevland
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Jeffrey D. Tidwell
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Daniel D. Tidwell
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Victoria Ricker
AUM:
T12:
Location: Ft. Lauderdale, FL
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Colleen MacKenzie-Doino
AUM:
T12:
Location: Melville, NY
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Morgan Stanley
Name: Edward J. Duffy, Jr.
AUM:
T12:
Location: Greenville, DE
Move Date: 11/02/2017
New Firm: Janney Montgomery Scott
Old Firm: Merrill Lynch
Name: Matthew J. Cramer
AUM:
T12:
Location: Williamsport, PA
Move Date: 11/02/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: Alfred L. Hobgood, III, Alfred L. Hobgood, IV, and A. Harrison Peatross
AUM: $182M
T12:
Location: Raleigh, NC
Move Date: 11/02/2017
New Firm: Davenport & Co.
Old Firm: Wells Fargo
Name: Steven Martin, Rebecca Robertson, Thomas Gee Jr., and William Horan
AUM:
T12:
Location: Richmond, VA
Move Date: 10/25/2017
New Firm: RBC
Old Firm: Merrill Lynch
Name: Larry Lytle
AUM: $115M
T12: $700K
Location: Phoenix, AZ
Move Date: 10/03/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Ted Larson
AUM: $115M
T12: $1.2M
Location: Paramus, NJ
Move Date: 11/02/2017
New Firm: Steward Partners
Old Firm: Wells Fargo
Name: Robert Baker, Edmund Iannaccone, and Paul Sarama
AUM: $285M
T12: $3M
Location: Paramus, New Jersey
Move Date: 11/02/2017
New Firm: Prospera Financial Services
Old Firm: Edward Jones
Name: Jay Slouffman
AUM: $186M
T12: $1.1M
Location: Mason, OH
Move Date: 11/03/2017
New Firm: Raymond James
Old Firm: Edward Jones
Name: Steve Wray
AUM: $75M
T12: $500K
Location: Centerville, OH
Move Date: 07/03/2017
New Firm: First Republic
Old Firm: JPMorgan Chase & Co.
Name: Jeff Sherman and Arthur Karabelas
AUM: $400M
T12: $3M
Location: Boston, MA
Move Date: 11/03/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Paul Hendershot and Carsten Frederickson
AUM: $140M
T12:
Location: Dallas, TX
Move Date: 11/02/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Cecil Gene Jester and Cort Bennett
AUM: $210M
T12:
Location: Chapel Hill, NC
Move Date: 11/27/2017
New Firm: Raymond James
Old Firm: Ameriprise
Name: David Katz
AUM: $100M
T12:
Location: Boca Raton, FL
Move Date: 10/13/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Thomas Paz
AUM:
T12:
Location: Miami, FL
Move Date: 11/01/2017
New Firm: RBC
Old Firm: Wells Fargo
Name: George Dominello and William Dominello
AUM: $395M
T12:
Location: Farmington, CT
Move Date: 10/30/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Steve Dailey
AUM: $100M
T12:
Location: Bozeman, MT
Move Date: 10/19/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Mark P. Sullivan
AUM: $105M
T12:
Location: Gainesville, FL
Move Date: 10/25/2017
New Firm: Stifel Nicolaus & Co.
Old Firm: Morgan Stanley
Name: Frederic Shibel
AUM: $125M
T12:
Location: Skaneateles, NY
Move Date: 10/23/2017
New Firm: JPMorgan Chase & Co.
Old Firm: Morgan Stanley
Name: Robert S. Gilman, Robert Kushel, Jed A Morton and David Stanford
AUM: $1.6B
T12: $5M
Location: New York, NY
Move Date: 10/25/2017
New Firm: Raymond James
Old Firm: Merrill Lynch
Name: Phillip May
AUM:
T12:
Location: Walnut Creek, CA
Move Date: 09/29/2017
New Firm: Morgan Stanley
Old Firm: UBS
Name: Brian Sharpes
AUM:
T12:
Location: San Francisco, CA
Move Date: 10/18/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Deborrah Lindsay
AUM:
T12:
Location: Princeton, NJ
Move Date: 10/10/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Joseph Nelligan
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/22/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: Michael Barna
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/15/2017
New Firm: Merrill Lynch
Old Firm: Morgan Stanley
Name: James Bumstead
AUM:
T12:
Location: Princeton, NJ
Move Date: 09/18/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: D.A. Davidson & Co.
Name: Richard Tschetter, David Tschetter, and Dustin Brumbaugh
AUM:
T12:
Location: Bellevue, WA
Move Date: 10/06/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Shawn Mauro
AUM:
T12:
Location: Southborough, MA
Move Date: 10/06/2017
New Firm: Hightower
Old Firm: Merrill Lynch
Name: Kevin R. Keith
AUM: $230M
T12:
Location: Lebanon
Move Date: 10/06/2017
New Firm: Moors & Cabot
Old Firm: Morgan Stanley
Name: Michael Kurka
AUM:
T12:
Location: Alexandria, VA
Move Date: 10/20/2017
New Firm: Hightower
Old Firm: JPMorgan Chase & Co.
Name: Marc Schachtman
AUM: $500M
T12:
Location: Miami, FL
Move Date: 10/04/2017
New Firm: Merrill Lynch
Old Firm: JPMorgan Chase & Co.
Name: Maurice Storch and Mark Mattingly
AUM:
T12: $1.5M
Location: Menlo Park, CA
Move Date: 09/28/2017
New Firm: Purshe Kaplan Sterling Investments
Old Firm: Morgan Stanley
Name: Bradley C. Barnes
AUM: $200M
T12:
Location: Bakersfield, CA
Move Date: 07/28/2017
New Firm: Cetera
Old Firm: Oppenheimer
Name: Jonathan Bever
AUM:
T12:
Location: Bellevue, WA
Move Date: 09/19/2017
New Firm: Janney Montgomery Scott
Old Firm: Raymond James
Name: Fady C. Maghak
AUM: $200M
T12:
Location: Miami, FL
Move Date: 09/22/2017
New Firm: RBC
Old Firm: Morgan Stanley
Name: Doug Sharon and Carey Bosch
AUM: $1B
T12:
Location: Miami, FL
Move Date: 07/18/2017
New Firm: Raymond James
Old Firm: Morgan Stanley
Name: Wayne Green and Therese Green
AUM: $170M
T12:
Location: Houston, TX
Move Date: 05/26/2017
New Firm: Raymond James
Old Firm: RBC
Name: Gerald Boesen
AUM:
T12:
Location: Des Moines, IA
Move Date: 09/15/2017
New Firm: Raymond James
Old Firm: FBT Investments
Name: FBT Investments
AUM: $240M
T12: $1.4M
Location: New Orleans, LA
Move Date: 08/14/2017
New Firm: Robert W. Baird
Old Firm: Wells Fargo
Name: Ken Williams
AUM: $150M
T12:
Location: Nashville, TN
Move Date: 08/18/2017
New Firm: Robert W. Baird
Old Firm: Morgan Stanley
Name: Thomas Marchal
AUM: $175M
T12:
Location: Chicago, IL
Move Date: 09/15/2017