Three brokers were managing $288 million in client assets, mostly institutional, according to Janney.
Arbitrators prohibit duo who jumped to Janney Montgomery in May from contacting “inherited” clients until April 2019.
Court blocks $1.8 million team from soliciting clients they allegedly inherited from a former broker at their old firm.
Wirehouse asks court for restraining order against a producing manager and partner who allegedly contributed 40% of their former branch’s production.
Brokers to work with 51-year veteran in succession move.
Pennsylvania regional firm says it hired Merrill Lynch team with $800 million of client assets in Connecticut.