The South Region Compliance Seminar is conducted to help firms and their associated persons better understand current industry and regulatory issues. Throughout the event, staff members from the Atlanta, Boca Raton, Dallas and New Orleans offices, as well as other FINRA senior staff, will be available to discuss matters of interest with you.Find out more »
A comprehensive directory of upcoming events and conferences for financial advisors, planners and wealth managers.
In today's world of advanced technology, there are many tools at the Financial Advisor's disposal that can help boost the productivity, efficiency and success of their business. But do we take advantage of them all? This webinar will showcase Ruby Receptionist's advanced technology that allows you to streamline your calls no matter where you are—perfect for the modern virtual office. Ruby Receptionists will share with you how a remote receptionist can: Deliver an excellent first impression of your company Bring…Find out more »